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The seminar will deal with critical components of the policies and processes manual and ensuring they have already been applied successfully. Also, the seminar will focus on the part and obligations of the last word selected man or woman and Main compliance officer, such as the annual report to your Board, as well as contact on rising problems that compliance workers really should take into account when planning or improving their compliance units.

OSC personnel is going to be Talking to newcomers at The Cross-Cultural Local community Expert services Affiliation to aid them know where to search out unbiased financial information and facts, what issues to talk to ahead of they commit and the warning signs of fraud.



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India Rainbow Group Solutions of Peel will host a Secure Your Money presentation as Section of its seniors wellness software. This presentation might help seniors find out how to acknowledge frauds and frauds, how to proceed if you suspect a fraud and exactly where to discover unbiased data.

Advising Reps and chief compliance officers and supreme specified persons of portfolio supervisor firms.

Who need to attend: Registered representatives, chief compliance officers and supreme selected folks of registrant corporations which can be reporting entities.

Howard Wetston will check with the group regarding the problems he has confronted as being the regulator of Canada's largest funds markets together with focus on the highway in advance.



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OSC workers will be Talking at Indus Group Companies to their purchasers about how to protect on their own from investment decision fraud.

Maureen Jensen speaks on issues of Ladies’s financial empowerment. The panel follows Leading Wynne's announcement that the Ontario federal government established gender range targets for provincial boards and organizations.



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OSC team is going to be exhibiting and speaking for the fifty+ Energetic Living and knowledge Good. Drop by the OSC’s table to talk to employees and/or attend one among our recommended you read presentations to learn the way secure oneself from financial investment fraud and make more knowledgeable economic choices.

OSC personnel will likely be Talking to LINC students about conserving and Website investing, fraud avoidance and the place to find impartial data.



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A multi-faceted initiative, OSC employees are travelling to communities throughout Ontario to the two provide investor seminars on fraud prevention although also meeting with regional company, federal government officers, law enforcement as well as other community businesses that are impacted via the province's securities regulation.

OSC staff members might be Chatting with new Canadians about revenue administration and fraud prevention. More details



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Team from your exempt sector seller (EMD) staff will explore key concerns regarding EMD operations plus the involved regulatory concerns. There will also be discussion of widespread EMD deficiencies mentioned in the course of compliance evaluations and ongoing OSC initiatives that impact EMDs.

Show up at the OSC's investor read this article presentation, Shield Your cash to understand fraud avoidance, picking out and working with an advisor and how to make additional informed investing conclusions. Additional information

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